Ka Yan (SFC:AFY347) Wong
黃泇蒑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:AFY347) Wong (黃泇蒑), a licensed former licensee with CE reference AFY347. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-24 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-19 | 2011-02-24 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 - Advising on securities | present | 2008-09-11 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-01-28 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 - Asset management | present | 2005-01-28 |