Vonnie Lai Yin Chan
陳麗妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vonnie Lai Yin Chan (陳麗妍), a licensed former licensee with CE reference AFY292. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2022-01-07 | 2023-01-19 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2022-01-07 | 2023-01-19 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2022-01-07 | 2023-01-19 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-07 | 2019-12-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-06 | 2006-04-24 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-08-31 |