Monica Man Sum Jim
詹文心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Monica Man Sum Jim (詹文心), a licensed former licensee with CE reference AFX525. This person has 9.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-10-31 | 2012-10-24 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2012-10-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-11-10 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2012-10-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 9 - Asset management | Pre-2003 | 2003-10-21 |