Wai Yee (SFC:AFX435) Chan
陳慧懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee (SFC:AFX435) Chan (陳慧懿), a licensed former licensee with CE reference AFX435. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's, LLC | Rep | Type 4 — Advising on securities | 2004-07-20 | 2007-05-02 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-09 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |