Shiu Kuen Lee
李少娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiu Kuen Lee (李少娟), a licensed former licensee with CE reference AFX333. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-09-12 | 2014-04-27 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-09-12 | 2014-04-27 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-09-12 | 2014-04-27 |