Kwong Yui Tse
謝廣銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Yui Tse (謝廣銳), a licensed former licensee with CE reference AFW553. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-20 | 2006-09-27 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-07-14 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-12-13 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-10-15 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-10-15 |