Terence Kwan Liang Tan

CE No. AFV851 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Terence Kwan Liang Tan (), a licensed former licensee with CE reference AFV851. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2005-04-14 2023-07-26
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities present 2005-03-15
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities present 2005-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance present 2005-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services present 2005-03-14
Merrill Lynch (Asia Pacific) Limited Rep Type 9 - Asset management present 2005-03-14

Related