Sowen Ng
吳守榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sowen Ng (吳守榮), a licensed former licensee with CE reference AFV516. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-07-03 | 2014-09-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-16 | 2006-05-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | present | 2006-05-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | present | 2003-05-26 |