Hyung Kon Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hyung Kon Kim, a licensed Representative with CE reference AFV312. Currently licensed at 1 firm(s): Nomura International (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 15.9 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-18 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-02 | 2006-07-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-08-31 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2006-07-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-08-31 |