Gabriel Shing Yan Tam
譚承恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gabriel Shing Yan Tam (譚承恩), a licensed former licensee with CE reference AFV266. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2015-07-02 | 2017-03-20 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2015-07-02 | 2017-03-20 |
| Merrill Lynch Far East Limited | RO | Type 2 - Dealing in futures contracts | 2015-07-02 | 2017-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-03 | 2015-07-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-10-26 | 2015-07-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-04-15 | 2015-07-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-04-15 | 2010-09-03 |