Joy Lan-Ya Hu
胡嵐雅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joy Lan-Ya Hu (胡嵐雅), a licensed former licensee with CE reference AFV219. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-04 | 2023-06-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-10 | 2023-06-15 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2003-09-30 | 2009-04-15 |