Shirley Sze Wan Tse
謝詩韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Sze Wan Tse (謝詩韻), a licensed former licensee with CE reference AFU564. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2009-11-30 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | Pre-2003 | 2005-03-24 |