Ching Lau Sze
施清流
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Lau Sze (施清流), a licensed Representative with CE reference AFU529. Currently licensed at 1 firm(s): CITIC Securities Brokerage (HK) Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-08 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-11-08 | 2010-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2003-11-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | present | 2003-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-11-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | present | 2003-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-11-01 |
| Duncan Futures Limited 鄧肯期貨有限公司 |
Rep | Type 9 - Asset management | present | 2003-11-01 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | present | 2003-11-01 |