Paul Simon Herbert Solway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Simon Herbert Solway ( ), a licensed former licensee with CE reference AFU460. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-02 | 2012-10-05 |
| HSBC Securities (Asia) Limited | Rep | Type 1 - Dealing in securities | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 4 - Advising on securities | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-07-10 |
| HSBC Securities (Asia) Limited | Rep | Type 9 - Asset management | present | 2003-07-10 |