V. Richthofen Peter P. H. O. A. F.
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for V. Richthofen Peter P. H. O. A. F., a licensed former licensee with CE reference AFU034. This person has 4.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-05-07 | 2014-09-17 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-01 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as V. Richthofen Peter P. H. O. A. F. during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.