Tai Yuen Li
李大元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yuen Li (李大元), a licensed former licensee with CE reference AFU030. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-26 | 2010-09-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2009-04-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2009-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-13 | 2008-04-15 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-07-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-17 |