Tai Yuen Li
李大元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yuen Li (李大元), a licensed former licensee with CE reference AFU030. This person has 7.3 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-26 | 2010-09-11 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-28 | 2009-04-04 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-28 | 2009-04-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-13 | 2008-04-15 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-07-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-06-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-06-17 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-06-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tai Yuen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.