Julian Charles Pickstone

CE No. AFT961 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Charles Pickstone (), a licensed former licensee with CE reference AFT961. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
UBS Securities Asia Limited RO Type 4 — Advising on securities 2007-09-03 2010-11-08
UBS Securities Asia Limited Rep Type 1 — Dealing in securities present 2008-01-25
UBS Securities Asia Limited Rep Type 4 — Advising on securities present 2007-09-03
UBS Securities Asia Limited Rep Type 6 — Advising on corporate finance present 2005-03-24
UBS Securities Asia Limited Rep Type 9 — Asset management present 2005-02-04

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