Julian Charles Pickstone
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Charles Pickstone ( ), a licensed former licensee with CE reference AFT961. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2007-09-03 | 2010-11-08 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2008-01-25 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2007-09-03 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-02-04 |