Eddie Pierre Guillemette
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eddie Pierre Guillemette ( ), a licensed former licensee with CE reference AFT863. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-06-16 | 2011-02-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2009-06-16 | 2011-02-15 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-06-16 | 2010-12-20 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2008-05-20 | 2009-06-16 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2008-05-20 | 2009-06-16 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2008-05-20 | 2009-06-16 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-11-07 | 2008-05-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2006-11-03 | 2008-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2006-11-03 | 2008-05-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2006-09-05 |