Lawrence Kin Wah Au

區建華
CE No. AFT602 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kin Wah Au (區建華), a licensed former licensee with CE reference AFT602. This person has 13.2 years of SFC licence history. Total licence records on file: 3.

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Licence history

FirmRoleRegulated activityFromTo
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司		 Rep Type 1 - Dealing in securities 2016-09-21 2017-09-26
BNP Paribas Dealing Services Asia Limited
法國巴黎金融交易服務亞洲有限公司		 RO Type 1 - Dealing in securities 2011-06-28 2016-09-21
Northern Trust Company of Hong Kong Limited, The RO Type 1 - Dealing in securities Pre-2003 2010-03-25

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Kin Wah Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yumi Farquhar Northern Trust Company of Hong Kong Limited, The 2003–2010
Kwok Ming Leung Northern Trust Company of Hong Kong Limited, The 2003–2008
Sunil Prem Daswani Northern Trust Company of Hong Kong Limited, The 2005–2010
Thomas Robert Benzmiller Northern Trust Company of Hong Kong Limited, The 2005–2010
Katherine Kar Pui Lee Northern Trust Company of Hong Kong Limited, The 2005–2010
Valery Guy Leon Derbaudrenghien BNP Paribas Dealing Services Asia Limited 2011–2017
Bertelino Pereira Rebelo Northern Trust Company of Hong Kong Limited, The 2005–2010
Wai Ying Jintz Tsui Northern Trust Company of Hong Kong Limited, The 2003–2007
Ada Siu Yung Ho Northern Trust Company of Hong Kong Limited, The 2005–2009
Zubair Nizami Northern Trust Company of Hong Kong Limited, The 2006–2010
Pamela Pui Pui Chai Northern Trust Company of Hong Kong Limited, The 2003–2007
Chan Hong Ho BNP Paribas Dealing Services Asia Limited 2011–2017
Po Ping Lo BNP Paribas Dealing Services Asia Limited 2011–2017
Andrew Robert Clayton Northern Trust Company of Hong Kong Limited, The 2006–2010
Alexis Chi Wing Chark Northern Trust Company of Hong Kong Limited, The 2003–2006
Kim Guan Ng BNP Paribas Dealing Services Asia Limited 2011–2017
Francis Hon Ming So BNP Paribas Dealing Services Asia Limited 2011–2017
Tsui Ying Leung Northern Trust Company of Hong Kong Limited, The 2006–2010
Lori Rae Runquist Northern Trust Company of Hong Kong Limited, The 2006–2010
Samuel Cheuk Hang Lau Northern Trust Company of Hong Kong Limited, The 2003–2006
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