Lawrence Kin Wah Au
區建華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Kin Wah Au (區建華), a licensed former licensee with CE reference AFT602. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-21 | 2017-09-26 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-28 | 2016-09-21 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 — Dealing in securities | present | 2010-03-25 |