Yihao Liu
劉亦浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yihao Liu (劉亦浩), a licensed former licensee with CE reference AFT482. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-18 | 2017-06-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-08-18 | 2017-06-22 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2016-08-18 | 2017-06-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-20 | 2010-08-02 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-20 | 2010-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2010-08-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-11-20 | 2010-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-20 | 2010-08-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-11-20 | 2010-08-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | present | 2004-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | present | 2004-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | present | 2004-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | present | 2004-03-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 - Asset management | present | 2004-03-03 |