Kin On Kwong
鄺健安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin On Kwong (鄺健安), a licensed former licensee with CE reference AFS973. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-07 | 2012-04-26 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | present | 2010-04-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-01-12 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | present | 2004-01-12 |