Sze Man Chan
陳思雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Man Chan (陳思雯), a licensed former licensee with CE reference AFS734. This person has 11.4 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2011-07-05 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2011-07-05 | 2016-05-04 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-05 | 2016-05-04 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-08 | 2011-06-22 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-11-08 | 2011-06-22 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-11-02 | 2011-06-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-09 | 2006-08-28 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-09-09 | 2006-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Man Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.