David Yik Sing Ng
吳翊星
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Yik Sing Ng (吳翊星), a licensed former licensee with CE reference AFS697. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-14 | 2011-12-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-06-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-09-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-12-16 |