Xiang Dong (SFC:AFS530) Yang
楊向東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiang Dong (SFC:AFS530) Yang (楊向東), CE reference AFS530. Currently licensed at 1 firm(s): Abax Global Capital (Hong Kong) Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-05-04 | present |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-05-19 | 2007-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2005-05-19 | 2007-03-01 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2005-05-19 | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2007-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |