Shirley Siu Yan Lau
劉肇茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Siu Yan Lau (劉肇茵), a licensed former licensee with CE reference AFS467. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2008-01-07 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shirley Siu Yan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.