Alice Hoi Sze Wong
王凱詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Hoi Sze Wong (王凱詩), a licensed former licensee with CE reference AFS332. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-09-24 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-09-24 | 2008-11-21 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-27 | 2007-08-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-27 | 2007-08-07 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-27 | 2007-08-07 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-03-02 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-01-05 |