John Michael Morgan Holland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Michael Morgan Holland ( ), a licensed former licensee with CE reference AFR867. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 — Dealing in securities | present | 2003-11-11 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | present | 2003-11-11 |
| UBS Securities Asia Limited | RO | Type 9 — Asset management | present | 2003-11-11 |