John Michael Morgan Holland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Michael Morgan Holland, a licensed former licensee with CE reference AFR867. This person has 0.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 1 - Dealing in securities | Pre-2003 | 2003-11-11 |
| UBS Securities Asia Limited | RO | Type 4 - Advising on securities | Pre-2003 | 2003-11-11 |
| UBS Securities Asia Limited | RO | Type 9 - Asset management | Pre-2003 | 2003-11-11 |