Xiaoning Xia
夏晓寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoning Xia (夏晓寧), a licensed former licensee with CE reference AFR423. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2016-10-27 | 2019-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2016-09-02 | 2019-03-31 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-03-06 | 2015-02-09 |
| Vision Finance Asset Management Limited 睿智金融資產管理有限公司 |
RO | Type 9 — Asset management | 2014-03-06 | 2015-02-09 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 4 — Advising on securities | 2006-11-22 | 2008-10-03 |
| AIF Capital Limited 殷庫資本有限公司 |
RO | Type 9 — Asset management | 2006-11-22 | 2008-10-03 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-11-22 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 — Asset management | present | 2006-11-22 |