Hai Ge Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hai Ge Lu, a licensed former licensee with CE reference AFR268. This person has 1.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Xeram and Company (Asia) Limited | RO | Type 1 - Dealing in securities | 2012-03-30 | 2013-07-12 |
| Xeram and Company (Asia) Limited | RO | Type 4 - Advising on securities | 2012-03-30 | 2013-07-12 |
| Xeram and Company (Asia) Limited | RO | Type 6 - Advising on corporate finance | 2012-03-30 | 2013-07-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-05-13 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-13 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Hai Ge Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Constant Chi-Ping Tang | Xeram and Company (Asia) Limited | 2012–2013 |
| Zixue Mi | Xeram and Company (Asia) Limited | 2012–2013 |
| Frederick Cheuk Kei Fu | Xeram and Company (Asia) Limited | 2012–2013 |
| Jason Yuk Lun Wong | Xeram and Company (Asia) Limited | 2012–2013 |
| Parizad June Olver | Xeram and Company (Asia) Limited | 2012–2013 |
| Xiaowei Feng | Xeram and Company (Asia) Limited | 2012 |
| Francis Kwok Yu Au | Xeram and Company (Asia) Limited | 2012 |
| Thaddeus Thomas Beczak | Xeram and Company (Asia) Limited | 2012 |