Scarlett Kit Ko
高潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Scarlett Kit Ko (高潔), a licensed former licensee with CE reference AFR179. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-07 | 2010-11-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-07 | 2010-11-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-09-07 | 2010-11-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-10-13 | 2007-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-10-13 | 2007-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2006-10-13 | 2007-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2006-10-13 | 2007-04-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2006-10-13 | 2007-04-27 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2006-10-13 | 2007-04-27 |