Ming Chong Yong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chong Yong ( ), a licensed former licensee with CE reference AFR178. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2007-05-04 | 2009-02-01 |
| Citadel Asia Limited | RO | Type 9 — Asset management | 2006-08-03 | 2007-03-02 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2006-01-26 | 2006-08-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-18 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-10-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |