Kwok Wai Chan

陳國偉
CE No. AFR036 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Chan (陳國偉), a licensed former licensee with CE reference AFR036. This person has 1.3 years of SFC licence history. Total licence records on file: 5.

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Licence history

FirmRoleRegulated activityFromTo
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司		 Rep Type 4 - Advising on securities 2005-04-21 2006-02-22
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 4 - Advising on securities 2005-03-29 2005-03-31
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 4 - Advising on securities Pre-2003 2003-08-30
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-30
Prudential Assurance Company Limited, The
英國保誠保險有限公司		 Rep Type 9 - Asset management Pre-2003 2003-08-30

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Wai Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Lap Ng Prudential Assurance Company Limited, The 2003–2005
Sarah Lai Man Chan Prudential Assurance Company Limited, The 2003–2005
Anna Suk Chun Chan Prudential Assurance Company Limited, The 2003–2005
Siu Yin Chan Prudential Assurance Company Limited, The 2003–2005
Siu Chun Chan Prudential Assurance Company Limited, The 2003–2005
Hang Yuen Cheng Prudential Assurance Company Limited, The 2003–2005
Yan Chen Prudential Assurance Company Limited, The 2003–2005
Yim Ling Cheung Prudential Assurance Company Limited, The 2003–2005
Irene Nga Lee Chu Prudential Assurance Company Limited, The 2003–2005
Louisa Wai Yin Chan Prudential Assurance Company Limited, The 2003–2005
Sidney Ka Kit Cheung Prudential Assurance Company Limited, The 2003–2005
Siu Hung Cheung Prudential Assurance Company Limited, The 2003–2005
Shoe Yan Guo Prudential Assurance Company Limited, The 2003–2005
Tom Wai Tong Hui Prudential Assurance Company Limited, The 2003–2005
Betty Wai Ying Kwok Prudential Assurance Company Limited, The 2003–2005
Kam Moon Lai Prudential Assurance Company Limited, The 2003–2005
Doi Ming Lui Prudential Assurance Company Limited, The 2003–2005
Ka Shing Lau Prudential Assurance Company Limited, The 2003–2005
Wai Yin Lau Prudential Assurance Company Limited, The 2003–2005
Andy Chi Fai Leung Prudential Assurance Company Limited, The 2003–2005
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