David Hyo Joon Noh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Hyo Joon Noh ( ), a licensed former licensee with CE reference AFQ682. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tristar Capital Advisors Limited |
RO | Type 9 — Asset management | 2012-09-26 | 2019-05-10 |
| Citadel Asia Limited | RO | Type 9 — Asset management | 2008-09-02 | 2010-12-31 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-07-14 | 2008-09-02 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2007-10-10 | 2008-04-12 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2005-06-02 | 2008-04-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2005-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |