Richard Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Wong (黃志遠), a licensed Responsible Officer with CE reference AFQ365. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 20.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2020-07-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-07-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-02 | 2020-07-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-07-02 | 2020-07-20 |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
RO | Type 9 - Asset management | 2018-02-14 | 2019-05-31 |
| Nexus Point Advisors (HK) Limited 今翊顧問(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-06-12 | 2018-02-14 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-12-14 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-09 | 2017-05-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-01-09 | 2011-12-14 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kuo Chuan Kung | Nexus Point Advisors (HK) Limited | 2017–2019 |
| Peter Kok Beng Soo | Nexus Point Advisors (HK) Limited | 2017–2019 |
| Min Li | Nexus Point Advisors (HK) Limited | 2017–2019 |
| Calvin Hughes Chen | Nexus Point Advisors (HK) Limited | 2018–2019 |
| Yifan Cui | Nexus Point Advisors (HK) Limited | 2018–2019 |