Liang Seng Chia
謝良成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liang Seng Chia (謝良成), a licensed former licensee with CE reference AFQ239. This person has 13.1 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-02-01 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-23 | 2010-02-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-24 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-01-24 | 2006-08-23 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2006-01-24 | 2016-04-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-02-09 | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-16 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-13 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2006-01-24 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-16 |