Ronald Ryo Otsuki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ronald Ryo Otsuki ( ), a licensed former licensee with CE reference AFQ053. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-06-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-09-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-09-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-29 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | present | 2005-09-30 |