Joey Wai Hon Lo
羅偉漢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joey Wai Hon Lo (羅偉漢), a licensed former licensee with CE reference AFP517. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-12-23 | 2025-08-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-16 | 2025-08-17 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-07 | 2021-08-31 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 4 — Advising on securities | 2021-07-07 | 2021-08-31 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-02 | 2021-04-20 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2018-06-25 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-04 | 2018-06-25 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-29 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-29 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-29 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-06-29 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-29 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-29 |