Dick Siu Kai Shum
岑紹佳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dick Siu Kai Shum (岑紹佳), a licensed former licensee with CE reference AFO663. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-05-26 | 2008-05-16 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-06-17 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-21 |