Tsz Yan Yenny So
蘇子恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Yenny So (蘇子恩), a licensed former licensee with CE reference AFO456. This person has 4.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2018-06-01 |
| PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-04 | 2018-06-01 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-04 | 2018-06-01 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-15 | 2015-06-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-15 | 2015-06-03 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2013-05-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2011-10-10 | 2013-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Yan Yenny So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.