Suk Yi Chan
陳淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yi Chan (陳淑儀), a licensed former licensee with CE reference AFN712. This person has 3.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-02 | 2010-02-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-10-31 | 2010-02-20 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2007-07-24 | 2010-02-20 |
| China International Capital Limited 中國國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-15 | 2007-07-06 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-27 | 2007-03-23 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-27 | 2006-02-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Yi Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.