Simon Tao Qu
曲濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Tao Qu (曲濤), a licensed former licensee with CE reference AFN658. This person has 14.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2019-07-15 | 2024-09-20 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2019-07-15 | 2024-09-20 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-07-03 | 2015-04-22 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-07-03 | 2015-04-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-19 | 2012-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-01-19 | 2012-06-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-17 | 2011-01-19 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-17 | 2011-01-19 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-04-01 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2004-04-01 | 2007-06-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2004-04-01 | 2007-06-02 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2004-04-01 | 2007-06-02 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Tao Qu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.