Lemuel Kwok Wai Yan
殷國偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lemuel Kwok Wai Yan (殷國偉), a licensed former licensee with CE reference AFN407. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UIC Financial Advisors Limited 環宇理財有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-17 | 2018-10-31 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-19 | 2008-12-08 |
| Perfect Asset Management Limited 霸域資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-16 | 2007-01-08 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-14 | 2005-06-07 |
| Everbest Insurance and Financial Services Limited 恒泰保險財資服務有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-06 | 2004-06-16 |