Wai Man (SFC:AFM801) Tai
戴慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:AFM801) Tai (戴慧文), a licensed former licensee with CE reference AFM801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-02-11 | 2011-02-24 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-15 | 2011-02-24 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-06 | 2005-03-31 |