Ho (SFC:AFM785) Chan
陳浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho (SFC:AFM785) Chan (陳浩), a licensed former licensee with CE reference AFM785. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-25 | 2011-02-24 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-18 |