Siu Yin Chan
陳小燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Yin Chan (陳小燕), a licensed former licensee with CE reference AFM778. This person has 5.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-14 | 2008-07-17 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-03-31 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-03-18 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.