Naomi Ono
小野尚美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Naomi Ono (小野尚美), a licensed former licensee with CE reference AFM591. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GMO-Z.com Forex HK Limited 技慕環球通金融(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-07-05 | 2019-10-09 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-03 | 2011-07-31 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-06-03 | 2008-07-03 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-03 | 2004-06-02 |
| First Securities (HK) Limited 第一證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-06-03 | 2004-11-17 |