Wendy Kam Mui Li
李金梅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Kam Mui Li (李金梅), a licensed former licensee with CE reference AFM350. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | present | 2009-03-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | present | 2009-03-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-02-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | present | 2004-02-24 |