Tung Yeung
楊棟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Yeung (楊棟), a licensed former licensee with CE reference AFL872. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2025-08-13 | 2025-10-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2025-08-13 | 2025-10-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-15 | 2025-08-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-15 | 2025-08-13 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-04-17 | 2025-01-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2024-04-17 | 2025-01-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-01 | 2024-04-17 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-01 | 2024-04-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-09-13 | 2011-10-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-06 | 2011-10-07 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-08 | 2011-10-07 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-27 | 2009-05-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-10-27 | 2009-05-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-24 | 2009-05-19 |