Sidharth Punshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sidharth Punshi, a licensed former licensee with CE reference AFL104. This person has 4.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2016-06-01 | 2021-01-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2016-06-01 | 2021-01-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2016-06-01 | 2021-01-29 |