Dan Dan Liu
劉丹丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dan Dan Liu (劉丹丹), a licensed former licensee with CE reference AFJ903. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pomona Capital Asia Limited 龐納資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-03-25 | 2013-03-08 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-06-28 | 2011-03-21 |
| Pantheon Capital (Asia) Limited | RO | Type 4 — Advising on securities | 2004-02-16 | 2007-05-15 |
| Pantheon Capital (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-16 |